Investment Banking 
 

Broadpoint's Investment Banking group is focused on developing long-term relationships with senior management teams and significant stakeholders of middle market companies. Consistent with Broadpoint's mission, the Investment Banking group seeks to deliver value-added solutions with a focus on the needs of its clients through experience, execution and accountability in the areas of capital raising and strategic advisory. The Broadpoint team is comprised of senior level professionals with extensive experience in terms of years, transactions and capital raised.


Broadpoint's product expertise includes:

  • M&A Advisory – buyside and sellside advisory, fairness opinions, board and special committee advisory
  • Recapitalization & Restructuring Advisory - In and out of court restructurings, exchange offers, chapter 11 reorganizations, distressed asset sales, company, creditor and board advisory
  • Debt Financing Solutions - Public debt, bank debt, high yield, private debt
  • Equity Financing Solutions - IPO's, follow-ons, PIPEs, registered directs, private placements, convertibles and other equity-linked securities

Broadpoint’s sector expertise includes:

  • Basic Materials
  • Clean Tech
  • Consumer / Retail
  • Gaming / Leisure
  • General Industrial
  • Healthcare
  • Home building
  • Power / Energy
  • Technology
  • Transportation
  • Aerospace and Defense

Since 2003, Broadpoint's Investment Banking Group has completed:

  • 70+ public equity offerings raising more than $7 billion in capital
  • 50+ private capital and debt offerings raising $4 billion in capital
  • 20+ M&A advisory assignments
  • 100+ restructuring advisory assignments totaling more than $90 billion of restructured liabilities**
** Includes assignments pending or completed by Broadpoint professionals while at previous firms.

Head of Investment Banking
Tim O'Connor
One Penn Plaza
42nd Floor
New York, NY 10119-4000
212-273-7311

© 2008 Broadpoint Securities Group, Inc.
Home  |  Contact Us  |  Disclosures  |  Privacy Policy  |  Compliance Hotline  |  Careers